Answer One Question About Setting Up An Ria

About:

Many Investment Advisors want to leave their existing broker/dealer to create their own business and direct their own destiny. But they don't know the steps to do it. That is where I come in.



A former estate and business planning attorney, I worked at a large insurance owned brokerage as a financial adviser, and have researched the steps needed to leave and form an RIA.



Whether you have questions about compliance providers or custodians or whether to go Fee-Only or Hybrid model, I can help.



The basic way I work is via email. You ask. I answer (or do any research necessary first and then answer in writing.) I find that to be the most direct and quickest way possible. 



The week long answering accomplishes the most and at the best price for you, since my typical consulting rate is $80/hour. 

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